Securities Arbitration – An Effective Option for Oklahoma Investors

If you believe you’re the victim of fraudulent investment practices by a securities broker/dealer or investment advisor, you should contact an Oklahoma attorney skilled in securities law. Those who operate investment scams can be quite sophisticated in how they enlist investors and cover their fraudulent intentions. The securities attorneys at The Hershewe Law Firm can work on your behalf to determine the best approach to investigating any wrong-doing and settling your claim.

Although it may be difficult at first to determine the extent of your investment losses, trust your instincts and explain the situation fully to your investment lawyer. He can determine whether to pursue the potential crime at the Oklahoma state or U.S. federal level and whether it should result in administrative action, a civil suit, arbitration or litigation.

Although many investors are unaware, some of the documents that they sign when they engage an investment advisor require them to resolve any claims related to the broker's activities in “arbitration.” Arbitration is a form of dispute resolution handled outside of the court system. The process is overseen by an individual or panel of people who are knowledgeable in securities fraud and are impartial regarding a final decision.

Arbitration between investors and securities brokers and dealers usually takes place under rules and procedures outlined by the National Association of Securities Dealers, the New York Stock Exchange or the American Arbitration Association. When represented by a skilled securities investment attorney, investors tend to fare well in arbitration situations.

Your securities investment lawyer may suggest pursuing arbitration as an approach to resolving your securities fraud claim—it’s expeditious, fair and less expensive than pursuing a court case.

To learn more about the possibilities and benefits of using arbitration to settle your securities fraud claim, contact the investment lawyers at The Hershewe Law Firm toll-free by calling 877-382-9734, or complete our web form.